Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 28 Feb 2025)
    • SMF3 Executive Director (since 28 Feb 2025)
    • SMF1 Chief Executive (since 28 Feb 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (8 Oct 2010 to 8 Dec 2019)
    • CF4 Partner (8 Oct 2010 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (10 Sep 2009 to 8 Oct 2010)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
    • CF1 Director (16 Nov 2004 to 23 Jul 2009)
    • CF23 Corporate Finance Adviser (16 Nov 2004 to 31 Oct 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF27 Investment Management (14 Jul 2003 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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