Moelis & Company London Limited

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343565

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander John Price

  IRN AXP00790

  • [FCA CF] Client dealing (since 25 Feb 2026)
• Alfred Jack Norris

  IRN AXN00430

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Andrew Palliser

  IRN AXP00976

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2025)
  • SMF16 Compliance Oversight (since 28 Feb 2025)
• Connor Maxwell

  IRN CXM00643

  • [FCA CF] Client dealing (since 25 Feb 2026)
• Ehinon Winston Emafo

  IRN EXE00053

  • [FCA CF] Client dealing (4 Mar 2025 to 22 Aug 2025)
• Matthew Robert Prest

  IRN MRP01088

  • SMF1 Chief Executive (since 28 Feb 2025)
  • SMF3 Executive Director (since 28 Feb 2025)
  • SMF9 Chair of the Governing Body (since 28 Feb 2025)
• Mikolaj Michal Cyganek

  IRN MXC01043

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Neel Malviya

  IRN NXM01601

  • SMF3 Executive Director (since 28 Feb 2025)
• Pablo De La Infiesta

  IRN PXD01270

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Riccardo Del Sasso

  IRN RXD00552

  • [FCA CF] Client dealing (since 4 Mar 2025)

No changes recorded yet.