Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (4 Jul 2024 to 15 Sep 2024)
- [FCA CF] Client dealing (7 Jan 2022 to 15 Sep 2024)
- [FCA CF] Material risk taker (7 Jan 2022 to 15 Sep 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jun 2021)
- [FCA CF] Significant management (9 Dec 2019 to 16 Jun 2021)
- CF30 Customer (5 Aug 2019 to 8 Dec 2019)
-
- CF4 Partner (10 Jul 2013 to 19 Dec 2017)
- CF30 Customer (11 Feb 2013 to 19 Dec 2017)
-
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.