Matthew Joel Penneycard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ada Partners LLP

    FRN 814738

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (28 Nov 2018 to 8 Dec 2019)
  • Downing LLP (no longer approved here)

    FRN 545025

    • CF30 Customer (17 Feb 2015 to 31 Oct 2017)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF27 Investment Management (14 Jul 2005 to 11 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.