Date authorised
28 November 2018
Companies House
OC423404
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    United House
    9 Pembridge Road
    Notting Hill
    London
    W11 3JY
    UNITED KINGDOM
    Phone
    +447767622438
  • Complaints Contact

    United House
    9 Pembridge Road
    London
    W11 3JY
    UNITED KINGDOM
    Phone
    +447767622438

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diarra Smith

    IRN DXS01140

    • [FCA CF] Client dealing (since 22 Apr 2025)
  • Emma Richards

    IRN EXR00258

    • [FCA CF] Client dealing (since 22 Apr 2025)
    • [FCA CF] Significant management (since 22 Apr 2025)
  • Francesca Isabel Warner

    IRN FIW01010

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (28 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
  • Matthew Joel Penneycard

    IRN MJP01244

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (28 Nov 2018 to 8 Dec 2019)
  • Michael Tefula

    IRN MXT00689

    • [FCA CF] Client dealing (since 22 Apr 2025)
  • Xun Ning Choong

    IRN XXC00036

    • [FCA CF] Client dealing (since 22 Apr 2025)
    • [FCA CF] Significant management (since 22 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.