Matthew James Stanhope Clarke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alta Advisers Limited (no longer approved here)

    FRN 183239

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2023)
    • CF1 Director (3 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Feb 2011 to 8 Dec 2019)
  • IAM INVEST Ltd (no longer approved here)

    FRN 220908

    • CF10 Compliance Oversight (12 Mar 2007 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (12 Mar 2007 to 31 Dec 2009)
    • CF1 Director (15 Dec 2006 to 31 Dec 2009)
  • Spreadex Limited (no longer approved here)

    FRN 190941

    • CF11 Money Laundering Reporting (23 Feb 2006 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.