Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 12 Mar 2025)
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HW Financial Services Limited
FRN 134190
- [FCA CF] Manager of certification employee (since 7 Jun 2022)
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Evelyn Partners Financial Planning Limited
FRN 136414
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 7 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
- [FCA CF] Client dealing (since 2 Jul 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
- CF30 Customer (7 Mar 2019 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Dec 2018)
- CF30 Customer (16 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (23 Jan 2012 to 30 Dec 2012)
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- CF24 Pension Transfer Specialist (25 Jun 2004 to 28 Feb 2006)
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- CF22 Investment Adviser (Trainee) (25 Feb 2004 to 8 Apr 2004)
- CF26 Customer Trading (25 Feb 2004 to 8 Apr 2004)
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- CF21 Investment Adviser (10 May 2002 to 6 May 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.