Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 12 Mar 2025)
    • [FCA CF] Manager of certification employee (since 7 Jun 2022)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 7 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
    • [FCA CF] Client dealing (since 2 Jul 2021)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Dec 2018)
    • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (23 Jan 2012 to 30 Dec 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF24 Pension Transfer Specialist (25 Jun 2004 to 28 Feb 2006)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF22 Investment Adviser (Trainee) (25 Feb 2004 to 8 Apr 2004)
    • CF26 Customer Trading (25 Feb 2004 to 8 Apr 2004)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF21 Investment Adviser (10 May 2002 to 6 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.