Matthew Gerard Winston Frohn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Longwall Venture Partners LLP

    FRN 554695

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10a CASS Oversight function (8 Mar 2017 to 4 Jan 2018)
    • CF10 Compliance Oversight (3 Jan 2012 to 4 Jan 2018)
    • CF11 Money Laundering Reporting (3 Jan 2012 to 4 Jan 2018)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
  • Oxford Technology Management Limited (no longer approved here)

    FRN 121929

    • CF30 Customer (1 Nov 2007 to 6 Dec 2012)
    • CF27 Investment Management (16 Jul 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Feb 2003 to 6 Dec 2012)
    • CF21 Investment Adviser (3 Dec 2002 to 31 Oct 2007)
    • CF1 Director (5 Dec 2001 to 28 Nov 2012)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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