Longwall Venture Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Richardsons, 30 Upper High StreetThameOxfordshireOX9 3EZUNITED KINGDOM- Phone
- +4407980953338
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Complaints Contact
30 Upper High StreetThameOxfordshireOX9 3EXUNITED KINGDOM- Phone
- +4407980953338
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David James Edmonds Denny
IRN DJD01167
- [FCA CF] Client dealing (since 10 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (3 Jan 2012 to 8 Dec 2019)
- CF30 Customer (3 Jan 2012 to 8 Dec 2019)
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Jane Burgoyne
IRN JXB03602
- [FCA CF] Client dealing (since 10 Dec 2019)
- [FCA CF] CASS oversight function (since 10 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10a CASS Oversight function (29 Dec 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (29 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (29 Dec 2017 to 8 Dec 2019)
- CF30 Customer (2 Oct 2017 to 8 Dec 2019)
- CF4 Partner (2 Oct 2017 to 8 Dec 2019)
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John Lucius Arthur Cary
IRN LXC01168
- CF4 Partner (21 May 2012 to 10 Nov 2014)
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Kate Ronayne
IRN KXR86509
- [FCA CF] Client dealing (29 Apr 2020 to 30 Apr 2024)
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Matthew Gerard Winston Frohn
IRN MGF01015
- [FCA CF] Client dealing (since 10 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10a CASS Oversight function (8 Mar 2017 to 4 Jan 2018)
- CF10 Compliance Oversight (3 Jan 2012 to 4 Jan 2018)
- CF11 Money Laundering Reporting (3 Jan 2012 to 4 Jan 2018)
- CF30 Customer (3 Jan 2012 to 8 Dec 2019)
- CF4 Partner (3 Jan 2012 to 8 Dec 2019)
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Michael Geoffrey Penington
IRN MGP01061
- SMF27 Partner (9 Dec 2019 to 29 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
- CF30 Customer (3 Jan 2012 to 8 Dec 2019)
- CF4 Partner (3 Jan 2012 to 8 Dec 2019)
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Rebecca Thirza Todd
IRN RTT01022
- [FCA CF] Client dealing (since 1 Apr 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.