Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
  • Oxford Technology Management Limited (no longer approved here)

    FRN 121929

    • CF30 Customer (1 Nov 2007 to 9 May 2012)
    • CF1 Director (16 Aug 2007 to 9 May 2012)
    • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
    • CF27 Investment Management (26 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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