Oxford Technology Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The Henley BuildingNewtown RoadHenley-on-ThamesRG9 1HGUNITED KINGDOM- Phone
- +441865784466
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Complaints Contact
The Henley BuildingNewtown RoadHenley-on-ThamesRG9 1HGUNITED KINGDOM- Phone
- +441865784466
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrea Giacomo Mica
IRN AGM01163
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (6 Feb 2014 to 8 Dec 2019)
- CF1 Director (1 Apr 2012 to 8 Dec 2019)
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David James Edmonds Denny
IRN DJD01167
- CF30 Customer (1 Nov 2007 to 9 May 2012)
- CF1 Director (16 Aug 2007 to 9 May 2012)
- CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
- CF27 Investment Management (26 Aug 2005 to 31 Oct 2007)
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Edward Inns
IRN EXI01080
- CF30 Customer (28 Sep 2015 to 21 Oct 2016)
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Guy CGB Daws
IRN GCD01041
- CF30 Customer (1 Mar 2014 to 31 Aug 2015)
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Helen Melissa Reynolds
IRN HMR01024
- CF27 Investment Management (16 Jul 2003 to 12 Sep 2003)
- CF21 Investment Adviser (5 Dec 2002 to 12 Sep 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2002)
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Ivan Charles Griffin
IRN ICG01013
- CF22 Investment Adviser (Trainee) (8 Jan 2004 to 22 Dec 2004)
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John Lucius Arthur Cary
IRN LXC01168
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 6 Feb 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Matthew Gerard Winston Frohn
IRN MGF01015
- CF30 Customer (1 Nov 2007 to 6 Dec 2012)
- CF27 Investment Management (16 Jul 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (6 Feb 2003 to 6 Dec 2012)
- CF21 Investment Adviser (3 Dec 2002 to 31 Oct 2007)
- CF1 Director (5 Dec 2001 to 28 Nov 2012)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2002)
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Michael Geoffrey Penington
IRN MGP01061
- CF1 Director (14 Feb 2008 to 9 May 2012)
- CF30 Customer (1 Nov 2007 to 9 May 2012)
- CF27 Investment Management (13 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.