Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HAVELOCK LONDON LTD
FRN 799920
- SMF16 Compliance Oversight (since 1 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
- [FCA CF] Client dealing (since 12 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (9 Apr 2018 to 8 Dec 2019)
- CF1 Director (9 Apr 2018 to 8 Dec 2019)
- CF30 Customer (9 Apr 2018 to 8 Dec 2019)
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- CF1 Director (15 Dec 2008 to 24 Aug 2017)
- CF30 Customer (15 Dec 2008 to 24 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.