Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 12 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (9 Apr 2018 to 8 Dec 2019)
    • CF1 Director (9 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
  • Winton Capital Management Limited (no longer approved here)

    FRN 184258

    • CF1 Director (15 Dec 2008 to 24 Aug 2017)
    • CF30 Customer (15 Dec 2008 to 24 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.