HAVELOCK LONDON LTD

Date authorised
9 April 2018
Companies House
10874884
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Eastbourne Terrace
    London
    W2 6LG
    UNITED KINGDOM
    Phone
    +4402036377300
    Web
    https://www.havelocklondon.com

  • Complaints Contact

    19 Eastbourne Terrace
    London
    W2 6LG
    UNITED KINGDOM
    Phone
    +4402036377300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alisdair Wren

    IRN AXW02376

    • CF11 Money Laundering Reporting (9 Apr 2018 to 26 Sep 2019)
    • CF10 Compliance Oversight (9 Apr 2018 to 26 Sep 2019)
    • CF1 Director (9 Apr 2018 to 15 Aug 2019)
  • Katharine Rosemary Land

    IRN KRL01031

    • CF1 Director (9 Apr 2018 to 15 Aug 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
  • Matthew David Beddall

    IRN MDB01169

    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 12 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
    • CF3 Chief Executive (9 Apr 2018 to 8 Dec 2019)
    • CF1 Director (9 Apr 2018 to 8 Dec 2019)
  • Matthew John Bond

    IRN MJB01531

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 May 2021)
    • CF10 Compliance Oversight (4 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Nov 2019 to 8 Dec 2019)
  • Matthew Lee Cirelli

    IRN MXC00683

    • [FCA CF] Client dealing (4 Feb 2022 to 31 Mar 2026)
  • Neil Jonathan Carter

    IRN NJC01284

    • [FCA CF] Client dealing (since 12 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
  • Rushil Ramjee

    IRN RXR00238

    • [FCA CF] Client dealing (21 Jan 2022 to 30 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.