Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (10)SMF27 Partner (since 9 Dec 2019)
    • (11)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (9)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
    • (11)[FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
    • (7)Responsible for Insurance Mediation (4 Jan 2012 to 30 Sep 2018)
    • (8)CF30 Customer (4 Jan 2012 to 8 Dec 2019)
    • (9)CF11 Money Laundering Reporting (4 Jan 2012 to 8 Dec 2019)
    • (10)CF4 Partner (4 Jan 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Responsible for Insurance Distribution at Ethical Futures LLP

  2. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Ethical Futures LLP

  3. controlled function removed: SMF27 Partner at Ethical Futures LLP

  4. controlled function added: (7)Responsible for Insurance Mediation at Ethical Futures LLP

  5. controlled function added: (8)CF30 Customer at Ethical Futures LLP

  6. controlled function added: (9)CF11 Money Laundering Reporting at Ethical Futures LLP

  7. controlled function added: (10)CF4 Partner at Ethical Futures LLP

  8. controlled function added: (11)[FCA CF] Client dealing at Ethical Futures LLP

  9. controlled function added: (12)[FCA CF] Functions requiring qualifications at Ethical Futures LLP

  10. controlled function added: (9)Responsible for Insurance Distribution at Ethical Futures LLP