Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ethical Futures LLP
FRN 552583
- (10)SMF27 Partner (since 9 Dec 2019)
- (11)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- (9)Responsible for Insurance Distribution (since 1 Oct 2018)
- (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
- (11)[FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
- (7)Responsible for Insurance Mediation (4 Jan 2012 to 30 Sep 2018)
- (8)CF30 Customer (4 Jan 2012 to 8 Dec 2019)
- (9)CF11 Money Laundering Reporting (4 Jan 2012 to 8 Dec 2019)
- (10)CF4 Partner (4 Jan 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (10)SMF27 Partner at Ethical Futures LLP
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controlled function added: (11)SMF17 Money Laundering Reporting Officer (MLRO) at Ethical Futures LLP