Ethical Futures LLP

Date authorised
1 April 2013
Companies House
SO300638
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ethical Futures
    9 Mansfield Place
    Edinburgh
    Edinburgh, City Of
    EH3 6NB
    UNITED KINGDOM
    Phone
    +4407435964380
    Web
    https://www.ethicalfutures.co.uk

  • Complaints Contact

    Ethical Futures
    9 Mansfield Place
    Edinburgh
    Edinburgh, City Of
    EH3 6NB
    UNITED KINGDOM
    Phone
    +4407435964380

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance), Commercial

  • Pension Transfer Advice

    For Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Robert Parrott

    IRN JRP00019

    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (2)9A. Advising on P2P agreements
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (8)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (5)SMF27 Partner (since 9 Dec 2019)
    • (6)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (7)[FCA CF] Client dealing (since 9 Dec 2019)
    • (3)Responsibility for MCD Intermediation (21 Mar 2016 to 12 Sep 2023)
    • (4)CF30 Customer (4 Jan 2012 to 8 Dec 2019)
    • (5)CF10 Compliance Oversight (4 Jan 2012 to 8 Dec 2019)
    • (6)CF4 Partner (4 Jan 2012 to 8 Dec 2019)
  • Martin James Wight

    IRN MJW01384

    • (10)SMF27 Partner (since 9 Dec 2019)
    • (11)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (9)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
    • (11)[FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
    • (7)Responsible for Insurance Mediation (4 Jan 2012 to 30 Sep 2018)
    • (8)CF30 Customer (4 Jan 2012 to 8 Dec 2019)
    • (9)CF11 Money Laundering Reporting (4 Jan 2012 to 8 Dec 2019)
    • (10)CF4 Partner (4 Jan 2012 to 8 Dec 2019)
  • Shane Gabriel Presley

    IRN SGP00008

    • (1)[FCA CF] Client dealing (6 Jun 2022 to 29 Jan 2026)
    • (2)[FCA CF] Functions requiring qualifications (6 Jun 2022 to 29 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (10)SMF27 Partner

  2. controlled function added: (9)Responsible for Insurance Distribution

  3. controlled function added: (8)[FCA CF] Functions requiring qualifications

  4. controlled function added: (7)[FCA CF] Client dealing

  5. controlled function added: (6)SMF16 Compliance Oversight

  6. controlled function added: (5)SMF27 Partner

  7. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (2)9A. Advising on P2P agreements

  10. controlled function added: (11)SMF17 Money Laundering Reporting Officer (MLRO)

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