Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
- CF1 Director (15 Nov 2018 to 8 Dec 2019)
- Responsible for Insurance Distribution (15 Nov 2018 to 19 Dec 2019)
- CF8 Apportionment and Oversight (15 Nov 2018 to 8 Dec 2019)
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- CF28 Systems and controls (19 May 2014 to 6 Sep 2019)
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- CF1 Director (AR) (1 Sep 2009 to 16 Nov 2009)
- CF10 Compliance Oversight (11 Aug 2009 to 16 Nov 2009)
- CF11 Money Laundering Reporting (11 Aug 2009 to 16 Nov 2009)
- CF29 Significant management (11 Aug 2009 to 16 Nov 2009)
- Responsible for Insurance Mediation (11 Aug 2009 to 16 Nov 2009)
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- CF29 Significant management (11 Aug 2009 to 16 Nov 2009)
- CF1 Director (11 Jul 2008 to 16 Nov 2009)
- Responsible for Insurance Mediation (11 Jul 2008 to 16 Nov 2009)
- CF11 Money Laundering Reporting (11 Jul 2008 to 16 Nov 2009)
- CF10 Compliance Oversight (11 Jul 2008 to 16 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.