Date authorised
19 September 2017
Companies House
10401505
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 4 3rd Floor North
    15 Solebay Street
    London
    E1 4PN
    UNITED KINGDOM
    Phone
    +443458722156
  • Complaints Contact

    Suite 4 3rd Floor North
    15 Solebay Street
    London
    E1 4PN
    UNITED KINGDOM
    Phone
    +443458722156

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew, Alexander Coughlin

    IRN AXC01060

    • CF1 Director (AR) (18 May 2023 to 12 Aug 2024)
  • Eleanor Laura Field

    IRN EXF00186

    • CF1 Director (AR) (since 20 Jan 2025)
  • Gregory Gregoriou

    IRN GXG01347

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (19 Sep 2017 to 8 Dec 2019)
    • CF3 Chief Executive (19 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Sep 2017 to 30 Sep 2018)
  • John Hughes

    IRN JXH02749

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 9 Nov 2022)
    • CF1 Director (AR) (25 Sep 2019 to 8 Dec 2019)
  • Mark Buffery

    IRN MXB02751

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2022)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
  • Martin David Edward Horan

    IRN MDH01136

    • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
    • CF8 Apportionment and Oversight (15 Nov 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (15 Nov 2018 to 19 Dec 2019)
    • CF1 Director (15 Nov 2018 to 8 Dec 2019)
  • Maximiliaan Caviet

    IRN MGC01093

    • SMF3 Executive Director (20 Apr 2022 to 3 Dec 2025)
  • Natalie Jacqueline Caviet

    IRN NXC00227

    • SMF3 Executive Director (10 May 2023 to 3 Dec 2025)
  • Tristan Caviet

    IRN TXC00228

    • SMF3 Executive Director (10 May 2023 to 3 Dec 2025)
    • Responsible for Insurance Distribution (10 May 2023 to 3 Dec 2025)
    • SMF1 Chief Executive (10 May 2023 to 3 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.