Martin Cotter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited

    FRN 775068

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 27 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Virtus Insurance Solutions Limited (no longer approved here)

    FRN 841203

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (26 Sep 2019 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 1 Sep 2012)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2005 to 2 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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