Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
  • Lazard Fund Managers Limited (no longer approved here)

    FRN 122190

    • CF1 Director (1 Dec 2001 to 13 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.