Lazard Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Robert Jupp
IRN ARJ01019
- CF1 Director (1 Dec 2001 to 5 Jul 2002)
Andrew David Hanson
IRN ADH00017
- CF1 Director (1 Dec 2001 to 5 Jul 2002)
Anthony Maddock
IRN AJM01242
- CF29 Significant management (29 Mar 2011 to 8 Dec 2019)
Ashish Bhutani
IRN AXB01898
- CF1 Director (15 May 2009 to 16 Dec 2016)
Barry Ralph
IRN BXR01054
- CF29 Significant management (1 Nov 2007 to 1 Dec 2008)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
Bruce Wasserstein
IRN BXW01140
- CF1 Director (2 Jan 2002 to 2 Apr 2004)
Charles Winfield Wilson
IRN CWW01013
- CF1 Director (1 Dec 2001 to 7 Jul 2010)
Diane Henry Lepart
IRN DXH01382
- CF28 Systems and controls (1 Nov 2007 to 8 Jul 2011)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
Francis Joseph Lunn
IRN FJL01004
- CF10 Compliance Oversight (26 Jun 2003 to 16 Jan 2004)
Gerald Mazzari
IRN GXM01799
- CF1 Director (28 May 2009 to 3 Jul 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.