Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allspring Global Investments (UK) Limited
FRN 190608
- [FCA CF] Manager of certification employee (since 2 Feb 2023)
- [FCA CF] Client dealing (since 5 Jul 2022)
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- [FCA CF] Client dealing (1 Jul 2020 to 12 Mar 2021)
- CF30 Customer (12 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2010)
- CF1 Director (18 Feb 2004 to 1 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 7 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.