Anthony Maddock

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lazard Asset Management Limited
FRN 121839
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF29 Significant management (23 Feb 2011 to 8 Dec 2019)
Lazard Fund Managers Limited (no longer approved here)
FRN 122190
- CF29 Significant management (29 Mar 2011 to 8 Dec 2019)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- CF27 Investment Management (1 Dec 2001 to 30 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.