Mark Willis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (1 Jan 2021 to 17 Aug 2022)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (1 Jan 2021 to 17 Aug 2022)
  • Evelyn Partners Securities

    FRN 124255

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (1 Jan 2021 to 17 Aug 2022)
  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (1 Jan 2021 to 17 Aug 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (1 Jan 2021 to 17 Aug 2022)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED

    FRN 142989

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (1 Jan 2021 to 17 Aug 2022)
  • Evelyn Partners Asset Management Limited

    FRN 223074

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (since 1 Jan 2021)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • CF30 Customer (7 May 2013 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Significant management (9 Dec 2019 to 17 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (20 Oct 2008 to 30 Sep 2013)
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Updates to this individual's record on the FCA register.

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