Mark Wickham Steed

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amstel Securities LLP

    FRN 599236

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF29 Significant management (24 Feb 2015 to 8 Dec 2019)
    • CF3 Chief Executive (8 Oct 2013 to 10 Feb 2015)
    • CF10 Compliance Oversight (1 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF10a CASS Oversight function (21 Mar 2013 to 22 Aug 2013)
    • CF30 Customer (18 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2011 to 28 Apr 2014)
    • CF10 Compliance Oversight (18 Oct 2011 to 28 Apr 2014)
    • CF4 Partner (18 Oct 2011 to 18 Oct 2011)
  • SAM CAPITAL PARTNERS LIMITED (no longer approved here)

    FRN 470234

    • CF1 Director (27 Nov 2009 to 30 Nov 2012)
    • CF10 Compliance Oversight (16 Jun 2008 to 30 Nov 2012)
    • CF11 Money Laundering Reporting (16 Jun 2008 to 30 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.