Mark Thomas Boggett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Seraphim Space Manager LLP
FRN 772782
- SMF1 Chief Executive (since 14 May 2023)
- [FCA CF] Client dealing (since 26 Apr 2023)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (7 Jul 2017 to 8 Dec 2019)
- CF4 Partner (7 Jul 2017 to 8 Dec 2019)
NCM Fund Services Limited (no longer approved here)
FRN 183732
- CF4 Partner (AR) (11 Jan 2017 to 30 Jun 2017)
- CF30 Customer (11 Jan 2017 to 30 Jun 2017)
YFM Private Equity Limited (no longer approved here)
FRN 122120
- CF30 Customer (28 Apr 2010 to 1 Apr 2013)
- CF1 Director (28 Apr 2010 to 1 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.