Mark Nicholas Lee Whitlock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LMAX Limited (no longer approved here)

    FRN 509778

    • CF10 Compliance Oversight (24 Nov 2011 to 4 Dec 2013)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF1 Director (3 Mar 2008 to 27 May 2009)
    • CF10 Compliance Oversight (3 Mar 2008 to 2 Mar 2009)
    • CF11 Money Laundering Reporting (3 Mar 2008 to 2 Mar 2009)
  • Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

    FRN 124943

    • CF10 Compliance Oversight (9 Jan 2002 to 16 Jan 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.