Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (7 Mar 2016 to 10 Aug 2017)
- CF1 Director (1 Apr 2015 to 6 Mar 2016)
-
- CF1 Director (14 May 2007 to 6 Feb 2009)
-
- CF20 Significant Mgt (Settlements) (13 Jun 2006 to 29 Sep 2006)
- CF17 Significant Mgt (Other Business Operations) (26 Jan 2006 to 19 Jun 2006)
-
- CF20 Significant Mgt (Settlements) (13 Jun 2006 to 29 Sep 2006)
- CF17 Significant Mgt (Other Business Operations) (26 Jan 2006 to 29 Sep 2006)
-
- CF20 Significant Mgt (Settlements) (13 Jun 2006 to 29 Sep 2006)
- CF17 Significant Mgt (Other Business Operations) (26 Jan 2006 to 29 Sep 2006)
-
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 7 Mar 2003)
-
- (13)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 7 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (13)CF17 Significant Mgt (Other Business Operations) at Nippon Life Schroders Asset Management Europe Limited