Mark Davis Tubby

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wematch.live FS Ltd

    FRN 1019144

    • SMF16 Compliance Oversight (since 1 Aug 2025)
    • SMF3 Executive Director (since 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2023)
    • CF30 Customer (23 Feb 2016 to 8 Dec 2019)
    • CF1 Director (12 Mar 2014 to 5 Dec 2018)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jul 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jul 2007 to 8 Dec 2019)
  • Cavendish Corporate Finance LLP (no longer approved here)

    FRN 474794

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2023)
    • CF11 Money Laundering Reporting (14 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Feb 2019 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (9 Nov 2017 to 8 Nov 2018)
  • Solution Mortgages Limited (no longer approved here)

    FRN 114373

    • CF11 Money Laundering Reporting (9 Jun 2006 to 9 Jun 2006)
    • CF10 Compliance Oversight (9 Jun 2006 to 9 Jun 2006)
    • CF1 Director (9 Jun 2006 to 9 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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