Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICICI Bank UK Plc (no longer approved here)

    FRN 223268

    • [FCA CF] Client dealing (30 Jan 2020 to 28 Feb 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Aug 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
    • CF26 Customer Trading (5 Mar 2004 to 14 May 2004)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (2 Apr 2002 to 24 Feb 2004)
    • CF26 Customer Trading (2 Apr 2002 to 24 Feb 2004)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.