Mark Barden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 Sep 2015)
    • CF1 Director (AR) (since 23 Sep 2015)
  • VISION WEST & WALES LIMITED

    FRN 783489

    • Employed By (since 7 Jul 2017)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (3 Jan 2012 to 3 Jan 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (4 Sep 2009 to 31 Dec 2011)
    • CF21 Investment Adviser (10 Apr 2007 to 30 Apr 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (690)Employed By (10 Apr 2007 to 30 Apr 2007)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (5 Jun 2006 to 26 Apr 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (13 Nov 2002 to 8 Mar 2004)
    • CF22 Investment Adviser (Trainee) (26 Apr 2002 to 13 Nov 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (26 Apr 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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