Mark Andrew Lawson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TU Financial Management Services Limited

    FRN 492834

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Dec 2019 to 8 Dec 2019)
    • CF2 Non Executive Director (28 Apr 2009 to 8 Dec 2019)
  • Temporis Capital Limited

    FRN 763725

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Feb 2018 to 8 Dec 2019)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF11 Money Laundering Reporting (7 Jun 2016 to 31 Dec 2016)
    • CF10 Compliance Oversight (26 Feb 2013 to 31 Dec 2016)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • CF11 Money Laundering Reporting (7 Jun 2016 to 31 Dec 2016)
    • CF10 Compliance Oversight (16 Sep 2013 to 31 Dec 2016)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • CF10 Compliance Oversight (7 Jun 2016 to 31 Dec 2016)
  • M & G Financial Services Limited (no longer approved here)

    FRN 122058

    • CF10 Compliance Oversight (7 Jun 2016 to 31 Dec 2016)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF11 Money Laundering Reporting (21 Apr 2005 to 18 Aug 2006)
    • CF10 Compliance Oversight (20 Dec 2004 to 18 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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