Date authorised
31 March 2017
Companies House
09000848
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor, Wellington House
    125-130 Strand
    London
    WC2R 0AP
    UNITED KINGDOM
    Phone
    +447469035381
  • Complaints Contact

    7th Floor, Wellington House
    125-130 Strand
    London
    WC2R 0AP
    UNITED KINGDOM
    Phone
    +447469035381

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Malik

    IRN AXM02663

    • [FCA CF] Client dealing (since 15 Nov 2023)
  • Alistair Michael Lumsden

    IRN AXL00635

    • [FCA CF] Client dealing (since 6 Dec 2023)
  • Alistair Michael Lumsden

    IRN AML01074

    • SMF1 Chief Executive (since 10 Apr 2024)
    • SMF3 Executive Director (since 12 Feb 2024)
  • Ana Quintanilha

    IRN AXQ01041

    • CF30 Customer (31 Mar 2017 to 29 Mar 2018)
  • Andres Natan Raoul Senouf

    IRN AXS01544

    • [FCA CF] Client dealing (since 1 Nov 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
  • David Timothy Patrick Watson

    IRN DTW01015

    • [FCA CF] Client dealing (since 1 Nov 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF3 Chief Executive (31 Mar 2017 to 8 Dec 2019)
  • Derry Cameron Waterford Guy

    IRN DCG01058

    • [FCA CF] Client dealing (1 Nov 2021 to 11 Jul 2025)
    • SMF1 Chief Executive (13 Dec 2019 to 8 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 11 Jul 2025)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Edward David Robinson

    IRN EDR01013

    • [FCA CF] Significant management (since 1 Nov 2025)
    • [FCA CF] Significant management (9 Dec 2020 to 30 Jun 2022)
    • CF28 Systems and controls (31 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Eoin Henry George Hunt

    IRN EXH00220

    • [FCA CF] Client dealing (since 6 Feb 2024)
  • Harry Piers Shaw Bond

    IRN HPB01013

    • CF30 Customer (31 Mar 2017 to 6 Mar 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.