Date authorised
31 March 2017
Companies House
09000848
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor, Wellington House
    125-130 Strand
    London
    WC2R 0AP
    UNITED KINGDOM
    Phone
    +447469035381
  • Complaints Contact

    7th Floor, Wellington House
    125-130 Strand
    London
    WC2R 0AP
    UNITED KINGDOM
    Phone
    +447469035381

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helme Louise Harrison

    IRN HLH01025

    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Ian Paul Lawrence

    IRN IPL01020

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Ian Rosen

    IRN IXR01050

    • [FCA CF] Client dealing (1 Nov 2021 to 14 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Aug 2024)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Isabelle Mary David

    IRN IMD01037

    • CF11 Money Laundering Reporting (31 Mar 2017 to 1 Mar 2018)
    • CF10 Compliance Oversight (31 Mar 2017 to 1 Mar 2018)
  • John Daniel Herlihy

    IRN JDH01238

    • CF30 Customer (31 Mar 2017 to 8 Sep 2017)
  • John Stewart Mark Henderson

    IRN JSH01087

    • CF30 Customer (31 Mar 2017 to 31 Jul 2017)
  • Joshua Levi Krasner

    IRN JLK01049

    • [FCA CF] Client dealing (since 2 Apr 2024)
  • Karim Noureddine Zahmoul

    IRN KXZ01023

    • CF30 Customer (31 Mar 2017 to 12 Apr 2017)
  • Marie Barber

    IRN MXB76460

    • [FCA CF] Significant management (14 Apr 2020 to 1 Feb 2026)
  • Mark Andrew Lawson

    IRN MAL01143

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.