Mark Alexander Lennon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Specialised Research (UK) Limited
FRN 656938
- SMF3 Executive Director (since 27 Feb 2024)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF10 Compliance Oversight (2 Jul 2007 to 28 Nov 2008)
Santander Asset Management UK Limited (no longer approved here)
FRN 122491
- CF10 Compliance Oversight (5 Jul 2005 to 13 Oct 2005)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF10 Compliance Oversight (1 Dec 2001 to 20 Feb 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.