Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allianz Insurance Plc (no longer approved here)

    FRN 121849

    • [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
    • [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
    • SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
  • FAIRMEAD INSURANCE LIMITED (no longer approved here)

    FRN 202050

    • [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
    • [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
    • SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
  • Liverpool Victoria Insurance Company Limited (no longer approved here)

    FRN 202965

    • [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
    • [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
    • SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
  • Highway Insurance Company Limited (no longer approved here)

    FRN 202972

    • [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
    • [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
    • SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
  • British Reserve Insurance Company Limited (no longer approved here)

    FRN 202058

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 31 Dec 2020)
    • SMF16 Compliance Oversight (10 Jul 2020 to 31 Dec 2020)
  • Trafalgar Insurance Limited (no longer approved here)

    FRN 202578

    • SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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