Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
- [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
- SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
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- [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
- [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
- SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
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- [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
- [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
- SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
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- [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
- [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
- SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
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- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 31 Dec 2020)
- SMF16 Compliance Oversight (10 Jul 2020 to 31 Dec 2020)
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- SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.