Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MRIB Limited
FRN 454705
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 28 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
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- [FCA CF] Functions requiring qualifications (1 Mar 2020 to 1 Jun 2021)
- [FCA CF] Client dealing (1 Mar 2020 to 1 Jun 2021)
- CF30 Customer (4 Jan 2011 to 8 Dec 2019)
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- CF21 Investment Adviser (31 Dec 2004 to 21 Apr 2006)
- CF22 Investment Adviser (Trainee) (23 Dec 2003 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.