Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADG Securities LLP (no longer approved here)

    FRN 807897

    • [FCA CF] Algorithmic trading (2 Oct 2023 to 8 Dec 2023)
    • [FCA CF] Material risk taker (2 Oct 2023 to 8 Dec 2023)
    • [FCA CF] Proprietary trader (2 Oct 2023 to 8 Dec 2023)
    • [FCA CF] Significant management (2 Oct 2023 to 8 Dec 2023)
    • SMF27 Partner (21 Aug 2023 to 8 Dec 2023)
  • DRW GLOBAL MARKETS LTD (no longer approved here)

    FRN 746273

    • [FCA CF] Proprietary trader (22 Jun 2020 to 10 Mar 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (20 Dec 2017 to 20 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.