Marc Josef Adam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF28 Systems and controls (21 Jun 2013 to 31 Oct 2014)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF28 Systems and controls (25 Nov 2009 to 1 Nov 2010)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF28 Systems and controls (25 Nov 2009 to 1 Nov 2010)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF28 Systems and controls (25 Nov 2009 to 1 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.