Marc Andrew Chamberlain

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia

    FRN 141308

    • [FCA CF] Material risk taker (since 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
    • [FCA CF] Manager of certification employee (since 29 Sep 2025)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Leonteq Securities (Europe) GmbH (no longer approved here)

    FRN 973319

    • SMF19 Head of Overseas Branch/Head of Overseas (21 Nov 2023 to 26 Sep 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 16 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 16 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Apr 2004 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 16 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 16 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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