Leonteq Securities (Europe) GmbH

• Principal Place of Business

  Neue Mainzer Str. 28

  60311 Frankfurt am Main

  Frankfurt am Main

  60311

  GERMANY

  Phone

  +4969970979900

  Web

  https://www.leonteq.com

• Complaints Contact

  Leonteq Securities

  108 Cannon Street

  London

  City Of London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +442031413815

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alberto Turra

  IRN AXT01776

  • [FCA CF] Client dealing (21 Nov 2023 to 28 Mar 2024)
  • [FCA CF] Manager of certification employee (21 Nov 2023 to 28 Mar 2024)
• Alfred Streeton

  IRN AXS01010

  • [FCA CF] Client dealing (since 21 Nov 2023)
• Andrew Joseph Inder

  IRN AJI01031

  • [FCA CF] Client dealing (21 Nov 2023 to 3 Jan 2024)
• DMITRII FEOFANOV

  IRN DXF01659

  • [FCA CF] Client dealing (21 Nov 2023 to 22 Nov 2024)
• Hector GOSSELIN

  IRN HXG00102

  • [FCA CF] Client dealing (21 Nov 2023 to 5 Sep 2025)
• Louis Bevan

  IRN LXB00745

  • [FCA CF] Client dealing (since 12 Dec 2024)
• Marc Andrew Chamberlain

  IRN MAC01233

  • SMF19 Head of Overseas Branch/Head of Overseas (21 Nov 2023 to 26 Sep 2024)
• Maria Vengut

  IRN MXV00226

  • SMF16 Compliance Oversight (since 2 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2025)
• NATHAN PARKER

  IRN NXP00387

  • SMF19 Head of Overseas Branch/Head of Overseas (since 24 Jan 2025)
• William Nikander Barkes

  IRN WNB01009

  • SMF16 Compliance Oversight (21 Nov 2023 to 18 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2023 to 18 Apr 2025)

No changes recorded yet.