William Nikander Barkes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cauvery Wealth Ltd
FRN 1024604
- SMF16 Compliance Oversight (since 1 Sep 2025)
- SMF3 Executive Director (since 1 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
Leonteq Securities (Europe) GmbH (no longer approved here)
FRN 973319
- SMF16 Compliance Oversight (21 Nov 2023 to 18 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2023 to 18 Apr 2025)
Strand Hanson Limited (no longer approved here)
FRN 161661
- CF11 Money Laundering Reporting (28 Oct 2009 to 10 May 2010)
- CF10 Compliance Oversight (28 Oct 2009 to 10 May 2010)
Marechale Capital PLC (no longer approved here)
FRN 190270
- CF11 Money Laundering Reporting (2 Oct 2007 to 28 Oct 2009)
- CF10 Compliance Oversight (2 Oct 2007 to 28 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.