Manveen Kaur

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • SMF7 Group Entity Senior Manager (since 1 Jan 2025)
    • SMF7 Group Entity Senior Manager (1 Jan 2020 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Jul 2019 to 3 Feb 2020)
    • [PRA CF] Managing a material risk taker (9 Jul 2019 to 3 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 3 Feb 2020)
    • [FCA CF] Significant management (21 May 2019 to 3 Feb 2020)
    • CF28 Systems and controls (1 Apr 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc

    FRN 765112

    • SMF7 Group Entity Senior Manager (since 1 Jan 2025)
    • SMF7 Group Entity Senior Manager (1 Jan 2020 to 31 Dec 2024)
    • [PRA CF] Managing a material risk taker (9 Jul 2019 to 3 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Jul 2019 to 3 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 3 Feb 2020)
    • [FCA CF] Significant management (21 May 2019 to 3 Feb 2020)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (8 Dec 2023 to 8 May 2025)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (8 Dec 2023 to 8 May 2025)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (8 Dec 2023 to 26 Apr 2024)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Material risk taker (8 Dec 2023 to 26 Apr 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF28 Systems and controls (1 Apr 2013 to 15 Apr 2019)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF28 Systems and controls (1 Apr 2013 to 6 Mar 2016)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF28 Systems and controls (1 Apr 2013 to 26 Mar 2019)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF28 Systems and controls (1 Apr 2013 to 6 Mar 2016)
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