Manveen Kaur

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF28 Systems and controls (1 Apr 2013 to 15 Apr 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (9 Mar 2010 to 31 Dec 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF11 Money Laundering Reporting (16 Nov 2005 to 31 Oct 2006)
    • CF10 Compliance Oversight (1 Aug 2005 to 31 Oct 2006)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF11 Money Laundering Reporting (16 Nov 2005 to 31 Oct 2006)
    • CF10 Compliance Oversight (1 Aug 2005 to 31 Oct 2006)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF11 Money Laundering Reporting (16 Nov 2005 to 31 Oct 2006)
    • CF10 Compliance Oversight (1 Aug 2005 to 31 Oct 2006)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF11 Money Laundering Reporting (16 Nov 2005 to 31 Oct 2006)
    • CF10 Compliance Oversight (1 Aug 2005 to 31 Oct 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF11 Money Laundering Reporting (16 Nov 2005 to 31 Oct 2006)
    • CF10 Compliance Oversight (1 Aug 2005 to 31 Oct 2006)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF11 Money Laundering Reporting (16 Nov 2005 to 31 Oct 2006)
    • CF10 Compliance Oversight (1 Aug 2005 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.