Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cofunds Limited
FRN 194734
- [FCA CF] Manager of certification employee (since 1 Jul 2021)
- [FCA CF] CASS oversight function (since 1 Jul 2021)
- [FCA CF] Significant management (since 6 Apr 2020)
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AEGON INVESTMENT SOLUTIONS LTD.
FRN 543123
- [FCA CF] CASS oversight function (since 1 Jul 2021)
- [FCA CF] Manager of certification employee (since 1 Jul 2021)
- [FCA CF] Significant management (since 6 Apr 2020)
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Scottish Equitable Plc
FRN 165548
- [FCA CF] Significant management (since 6 Apr 2020)
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Aegon Investments Limited
FRN 788212
- [FCA CF] Significant management (since 6 Apr 2020)
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- Director of firm who is not a certification employee or a SMF manager (17 Nov 2023 to 9 Sep 2024)
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- Director of firm who is not a certification employee or a SMF manager (17 Nov 2023 to 9 Sep 2024)
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- Director of firm who is not a certification employee or a SMF manager (17 Nov 2023 to 3 Feb 2024)
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- SMF4 Chief Risk (10 Dec 2018 to 28 Feb 2021)
- SIMF4 Chief Risk Function (21 Dec 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.