Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (14 Oct 2021 to 25 May 2024)
  • Wealthkernel Limited (no longer approved here)

    FRN 723719

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Apr 2020)
    • CF1 Director (AR) (23 Sep 2019 to 14 Apr 2020)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 May 2015 to 21 Mar 2019)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (7 Jul 2011 to 27 Feb 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 28 Mar 2011)
    • CF21 Investment Adviser (20 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.