Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (14 Oct 2021 to 25 May 2024)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Apr 2020)
- CF1 Director (AR) (23 Sep 2019 to 14 Apr 2020)
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- CF30 Customer (1 May 2015 to 21 Mar 2019)
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- CF30 Customer (7 Jul 2011 to 27 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 28 Mar 2011)
- CF21 Investment Adviser (20 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.