Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 3 Sep 2024)
    • SMF11 Chair of the Audit Committee (since 29 Apr 2024)
    • SMF11 Chair of the Audit Committee (since 29 Apr 2024)
    • SMF11 Chair of the Audit Committee (since 29 Apr 2024)
    • SMF12 Chair of the Remuneration Committee (since 24 Jul 2023)
    • Director of firm who is not a certification employee or a SMF manager (17 Jan 2023 to 24 Jul 2023)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • Director of firm who is not a certification employee or a SMF manager (22 Feb 2024 to 30 May 2025)
  • Wealthtime Limited (no longer approved here)

    FRN 468461

    • SMF3 Executive Director (12 Jul 2022 to 7 Nov 2022)
  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • SMF24 Chief Operations (12 Jul 2022 to 7 Nov 2022)
  • The Original Holloway Friendly Society Limited (no longer approved here)

    FRN 109986

    • Director of firm who is not a certification employee or a SMF manager (15 Feb 2022 to 10 Jun 2025)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • SMF18 Other Overall Responsibility (26 Nov 2020 to 1 Oct 2021)
    • [FCA CF] Material risk taker (29 Apr 2019 to 25 Nov 2020)
    • [PRA CF] Key function holder (29 Apr 2019 to 25 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (29 Apr 2019 to 25 Nov 2020)
    • [FCA CF] Manager of certification employee (29 Apr 2019 to 25 Nov 2020)
    • [FCA CF] Significant management (29 Apr 2019 to 25 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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