Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • SMF18 Other Overall Responsibility (26 Nov 2020 to 1 Oct 2021)
    • [FCA CF] Significant management (29 Apr 2019 to 25 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (29 Apr 2019 to 25 Nov 2020)
    • [PRA CF] Key function holder (29 Apr 2019 to 25 Nov 2020)
    • [FCA CF] Manager of certification employee (29 Apr 2019 to 25 Nov 2020)
    • [FCA CF] Material risk taker (29 Apr 2019 to 25 Nov 2020)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • SMF18 Other Overall Responsibility (26 Nov 2020 to 1 Oct 2021)
  • LV Equity Release Limited (no longer approved here)

    FRN 306287

    • SMF18 Other Overall Responsibility (26 Nov 2020 to 1 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Nov 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Nov 2020)
  • LV Protection Limited (no longer approved here)

    FRN 611223

    • SMF18 Other Overall Responsibility (26 Nov 2020 to 1 Oct 2021)
    • [FCA CF] Significant management (29 Apr 2019 to 25 Nov 2020)
    • [PRA CF] Key function holder (29 Apr 2019 to 25 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (29 Apr 2019 to 25 Nov 2020)
    • [FCA CF] Manager of certification employee (29 Apr 2019 to 25 Nov 2020)
    • [FCA CF] Material risk taker (29 Apr 2019 to 25 Nov 2020)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF10a CASS Oversight function (1 Jan 2017 to 6 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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