Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (5 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2008 to 8 Dec 2019)
    • CF4 Partner (5 Nov 2008 to 8 Dec 2019)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
    • CF26 Customer Trading (27 May 2003 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (30 Jul 2002 to 14 Apr 2003)
    • CF26 Customer Trading (1 Feb 2001 to 30 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.