Lu Li

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Glennmont Asset Management Limited
FRN 665071
- [FCA CF] Significant management (since 22 Nov 2022)
Nuveen Investment Management International Limited
FRN 141668
- [FCA CF] Significant management (since 9 Mar 2021)
Nuveen Management AIFM Limited
FRN 194149
- [FCA CF] Significant management (since 9 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.